FirmCover® is a compliance management software system for ensuring staff compliance with policies, controls and procedures. FirmCover “pushes out” the latest compliance and procedures manuals to specific employees. 

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Who needs FirmCover®?

• Compliance and Line Managers to demonstrate staff compliance with
  policies, controls and procedures
  
  
• SOX and Operational Risk Managers to ensure staff compliance
  with internal controls
  
  
• Managers of Quality and Training processes to ensure procedures and
  training manuals are current and accessible
  
  
• Business Continuity Planning Managers to ensure critical recovery staff
  have quick access to updated procedures manuals and controls

FirmCover® is a powerful tool for:

• Ensuring staff compliance with regulations, internal controls,
  policies and procedures
  
• Maintaining policies, procedures, controls and training manuals
  
• Facilitating regulatory examinations and audits

FirmCover “pushes out” updated compliance and procedures manuals to specific staff. FirmCover ensures staff compliance by tracking notification receipts and agreements to comply. Supervisors are notified if employees have failed to affirm compliance. FirmCover ensures quick access to current compliance manuals including policies, procedures and controls when staff members need it!

FirmCover provides a controlled environment for efficiently updating your internal controls, policies, procedures and training manuals. Changes are captured within FirmCover’s comprehensive set of audit trails.

FirmCover facilitates your audits and regulatory examinations by centralizing the information auditors and regulators need. FirmCover provides quick access to changes in policies, procedures and controls. FirmCover demonstrates your firm’s commitment to control to Regulators!

FirmCover® protects:

• Staff — FirmCover provides a personalized resource of current policies,
  procedures and controls.
  
  
• Management — FirmCover facilitates staff supervision by easily
  “pushing out” current policies, procedures and controls and electronically
  capturing agreements to comply.
  
   
• Compliance — FirmCover provides evidence that staff have access to
  updated compliance requirements.
  
  
• The firm — FirmCover demonstrates your firm’s commitment to internal controls!
  

Whether you are part of a global organization or a firm with only one location, FirmCover is the ideal compliance management software system. FirmCover allows your staff to have quick access to the latest procedures manuals — critical for compliance, training and decision making purposes.

FirmCover was developed for managing compliance with policies, procedures and controls based on extensive feedback via BTI’s consulting practice. FirmCover incorporates industry best practices, giving you all the features you need for easily managing compliance and training challenges.

FirmCover can be implemented quickly and cost-effectively via our hosted solution (SaaS).

Contact: FirmCover@btiworld.com or call 1-800-265-8254.