For managers involved with SOX and/or Operational Risk Management programs, FirmCover® provides a controlled environment for managing procedural and internal controls documentation.  Robust up-to-date documentation of processes, risks and controls is the foundation for successful SOX and Operational Risk Management programs.

FirmCover was designed to streamline maintenance of SOX and internal controls documentation and to “push out” SOX and internal controls requirements to accountable staff. 

Benefits of FirmCover include:

• Controlled robust environment for housing and maintaining SOX
  and internal controls requirements with extensive audit trails
  of changes and versioning
  
  
• Efficient process for “pushing out” SOX and internal controls requirements
  to staff accountable for performing or monitoring controls
  
  
• Affirmation tool for tracking receipt of notification of existing and
  new SOX and internal controls requirements by accountable staff and their
  agreement to comply
  
  
• Communication channels for clarifying understanding of SOX and other
  internal controls and reporting problems
  
  
• Automatic mechanism for escalating affirmation exceptions to Supervisors
  
  
• Streamlined SOX audits and Operational Risk reviews
  
  
• Powerful demonstration to auditors and regulators that your firm is committed to managing internal controls and operational risk!
  

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To learn more about FirmCover contact FirmCover@btiworld.com or call 1-800-265-8254.